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Efficient and effective OTC Execution.
Technology to Transform Dealer to client
OTC trading.
Technology to Transform Dealer to client
OTC trading.
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OTCX Trading Limited (“OTCX”) is authorised and regulated by the Financial Conduct Authority (“FCA”).
OTCX is registered in England & Wales, company number 09100686 with its registered office at 49 Queen Victoria Street, London, EC4N 4SA.
In the United States, any communications or services in respect of ‘securities’ (as that term is defined in Section 3(a)(10) of the U.S. Securities Exchange Act of 1934, as amended (“Exchange Act”)) are not directed at, or intended for use by, any persons or entities located in the United States, except for broker-dealers registered with the U.S. Securities and Exchange Commission (“SEC”) pursuant to Section 15(a) of the Exchange Act, or ‘U.S. Institutional Investors’ (“USII”) and ‘Major U.S. Institutional Investors’ (“MUSII”), as these terms are defined for purposes of SEC Rule 15a-6 (“Permitted US Persons”). Any communications relating to, or introductions to transactions in, securities involving Permitted U.S. Persons, other than SEC-registered broker-dealers, will be chaperoned through Global Alliance Securities, LLC, located at 2464 Darts Cove Way, Charleston (Mt. Pleasant), South Carolina 29466, a broker-dealer registered with the SEC, and a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”), FINRA CRD#:167164/SEC#8-69244, in accordance with the requirements of SEC Rule 15a-6, www.globalalliancesecurities.com.